Archive

SEC Charges Elon Musk with Violating Beneficial Ownership Reporting Requirements Related to Twitter

Plus a 60% spike in the number of cybersecurity incidents disclosed by public companies after new SEC rules went into effect.

Bruce Carton

Third Circuit to SEC on Agency Not Making Crypto Rules: "Explain Yourself"

Jan 14, 2025

•

10 min read

Third Circuit to SEC on Agency Not Making Crypto Rules: "Explain Yourself"

Plus one more "off-channel communications" sweep for the road.

Bruce Carton

Jan 13, 2025

•

9 min read

SEC Charges Vince McMahon With Signing Settlement Agreements Without Disclosing to WWE

Plus a pastor's crypto dream leads to his indictment for fraud.

Bruce Carton

Court Rejects Request for SEC Attorney Notes as "Work Product"

Jan 10, 2025

•

9 min read

Court Rejects Request for SEC Attorney Notes as "Work Product"

Plus farewell to the inSecurities podcast.

Bruce Carton

‘Massive’ Trove of Evidence Pushes Do Kwon Trial to January 2026

Jan 9, 2025

•

8 min read

‘Massive’ Trove of Evidence Pushes Do Kwon Trial to January 2026

Plus the $5 wrench attack.

Bruce Carton

Court Grants Coinbase's Motion to Seek Interlocutory Appeal, Stays SEC Litigation

Jan 8, 2025

•

8 min read

Court Grants Coinbase's Motion to Seek Interlocutory Appeal, Stays SEC Litigation

Plus JP Morgan prepares to end hybrid work, will bring workers back to office five days a week.

Bruce Carton

Why "Wall Street is Set for a Much Easier Ride" Under Incoming SEC Chair Atkins

Jan 7, 2025

•

11 min read

Why "Wall Street is Set for a Much Easier Ride" Under Incoming SEC Chair Atkins

Plus "The Egg by Enron: Nuclear you can trust."

Bruce Carton

Jan 6, 2025

•

9 min read

Accounting Firms Try to Block New PCAOB Disclosure Rules for Auditors

Plus the end of the "snow day" for government employees.

Bruce Carton

"The Extraordinary State of the Market for SEC Enforcement and Other Government Attorneys"

Jan 3, 2025

•

7 min read

"The Extraordinary State of the Market for SEC Enforcement and Other Government Attorneys"

Plus the age of the $2 million director is upon us.

Bruce Carton

SEC Has Written Off Nearly $10 Billion in Penalties Over Past 10 Years

Jan 2, 2025

•

6 min read

SEC Has Written Off Nearly $10 Billion in Penalties Over Past 10 Years

Plus a change in "tone" at the SEC?

Bruce Carton

Dec 31, 2024

•

5 min read

See You in 2025!

Plus poll results on whether the SEC and CFTC should merge.

Bruce Carton

Dec 30, 2024

•

7 min read

Should the SEC and CFTC Merge?

Plus the Supreme Court will consider forum-shopping in the Fifth Circuit (and elsewhere).

Bruce Carton

1...33 34 35 36 37...90

SEC Charges Elon Musk with Violating Beneficial Ownership Reporting Requirements Related to Twitter

Third Circuit to SEC on Agency Not Making Crypto Rules: "Explain Yourself"

SEC Charges Vince McMahon With Signing Settlement Agreements Without Disclosing to WWE

Court Rejects Request for SEC Attorney Notes as "Work Product"

‘Massive’ Trove of Evidence Pushes Do Kwon Trial to January 2026

Court Grants Coinbase's Motion to Seek Interlocutory Appeal, Stays SEC Litigation

Why "Wall Street is Set for a Much Easier Ride" Under Incoming SEC Chair Atkins

Accounting Firms Try to Block New PCAOB Disclosure Rules for Auditors

"The Extraordinary State of the Market for SEC Enforcement and Other Government Attorneys"

SEC Has Written Off Nearly $10 Billion in Penalties Over Past 10 Years

See You in 2025!

Should the SEC and CFTC Merge?

Daily Update from Securities Docket

Home

Events

Enforcement Elite

About

Contact