LogoDaily Update from Securities Docket
Events
Events

Upcoming Forums

Sponsor a Forum

Enforcement Elite
Enforcement Elite

Enforcement Elite for 2024

Enforcement 40 for 2020

Enforcement 40 for 2017

Enforcement 40 for 2013

About
Contact
Authors
Login
Subscribe
LogoDaily Update from Securities Docket

Archive

SEC Charges Three Arizona Men with Providing False Documents to Investors in $284M Municipal Bond Offerings

Apr 2, 2025

•

9 min read

SEC Charges Three Arizona Men with Providing False Documents to Investors in $284M Municipal Bond Offerings

Plus the First Circuit reverses the SEC's $93 million judgment against Commonwealth Financial.

Bruce Carton
Bruce Carton
Trump Issues Pardons in Two High-Profile Fraud Cases

Apr 1, 2025

•

7 min read

Trump Issues Pardons in Two High-Profile Fraud Cases

Plus zero top 20 law firms have offered “unconditional support” to Perkins Coie's fight against Trump executive order.

Bruce Carton
Bruce Carton
DOGE Arrives at SEC to "Hunt for Spending Cuts"

Mar 31, 2025

•

8 min read

DOGE Arrives at SEC to "Hunt for Spending Cuts"

Plus the SEC's Reverse Sweep in crypto enforcement is one case away from completion.

Bruce Carton
Bruce Carton
[Corrected Link] Weekly Update from Securities Docket for March 29, 2025

Mar 29, 2025

•

3 min read

[Corrected Link] Weekly Update from Securities Docket for March 29, 2025

Plus some stray Tweets from last week.

Bruce Carton
Bruce Carton
Weekly Update from Securities Docket for March 29, 2025

Mar 29, 2025

•

2 min read

Weekly Update from Securities Docket for March 29, 2025

Plus some stray Tweets from last week.

Bruce Carton
Bruce Carton
Atkins Testifies Before Senate Banking Committee, Awaits Confirmation as SEC Chair

Mar 28, 2025

•

9 min read

Atkins Testifies Before Senate Banking Committee, Awaits Confirmation as SEC Chair

Plus Trump issues executive order "Addressing Risks from WilmerHale."

Bruce Carton
Bruce Carton
Unicoin CEO: Why Are We Still Under Investigation?

Mar 27, 2025

•

10 min read

Unicoin CEO: Why Are We Still Under Investigation?

Plus Paul Atkins' confirmation hearing for SEC Chair is today at 10 am ET.

Bruce Carton
Bruce Carton
Ripple Drops Cross-Appeal, SEC Agrees to Return Majority ($75M) of $125M Fine

Mar 26, 2025

•

8 min read

Ripple Drops Cross-Appeal, SEC Agrees to Return Majority ($75M) of $125M Fine

Plus Jenner & Block becomes the latest Big Law firm on the receiving end of a Trump executive order.

Bruce Carton
Bruce Carton
SEC's Waldon Expects Changes in Calculating Penalties, Less "Creativity" in Enforcement Theories

Mar 25, 2025

•

10 min read

SEC's Waldon Expects Changes in Calculating Penalties, Less "Creativity" in Enforcement Theories

Plus a study shows that fewer than 500 people are responsible for over $3.2 trillion in "artificial crypto trading."

Bruce Carton
Bruce Carton
Report: 700+ SEC Staff Have Resigned, Including More Than 150 in Enforcement

Mar 24, 2025

•

9 min read

Report: 700+ SEC Staff Have Resigned, Including More Than 150 in Enforcement

Plus Paul Atkins may face a "noisy" confirmation hearing over crypto issues.

Bruce Carton
Bruce Carton
Weekly Update from Securities Docket for March 22, 2025

Mar 22, 2025

•

3 min read

Weekly Update from Securities Docket for March 22, 2025

Plus some stray Tweets from last week.

Bruce Carton
Bruce Carton
This newsletter is off today, back on Monday.

Mar 21, 2025

•

1 min read

This newsletter is off today, back on Monday.

Bruce Carton
Bruce Carton
1...2829303132...90
Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.


Home

Posts

Authors

Events

Upcoming Forums

Sponsor a Forum

Enforcement Elite

Enforcement Elite for 2024

Enforcement 40 for 2020

Enforcement 40 for 2017

Enforcement 40 for 2013

About

About

Contact

Contact

© 2026 Daily Update from Securities Docket.
beehiivPowered by beehiiv