In SEC Civil Contempt Case, Court Rules Imprisonment Not Appropriate Sanction for Defendant's Failure to Pay

Plus the House Financial Services Committee votes to eliminate the PCAOB.

SEC Charges Three Texas Men With $91 Million Ponzi Scheme

Plus a wave of public companies say they cannot provide profit forecasts due to tariffs.

PCAOB Says Its "Unique Experience and Expertise" Cannot "Simply Be Cut and Pasted" to the SEC

Plus a request: Please forward this newsletter to one other person today!

Republicans Release Plan to Eliminate PCAOB

Plus the SEC's workforce is now down 16% from this time last year.

Weekly Update from Securities Docket for April 27, 2025

Plus some stray Tweets from last week.

Are Corporate Monitorships on the DOJ's Chopping Block?

Plus some follow-ups from yesterday's newsletter on Cutter Financial and $TRUMP.

SEC Prevails in Seven-Day Jury Trial of Cutter Financial and its Founder

Plus were you invited to "Have Dinner with President Trump and the $TRUMP Community"?

SEC Charges PGI Global Founder with Fraudulent Scheme Guaranteeing Returns from "Supposed Crypto Asset"

Plus Chair Atkins is formally sworn-in to lead the SEC.

This newsletter is off today, back on Wednesday.

Coinbase Says Oregon AG "Resurrecting the Dead” With Latest Enforcement Action

Plus the SEC must appoint a "regulatory policy officer" today to approve all new regulations.

This newsletter is off today, back on Monday.

This newsletter is off today, back on Thursday.