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Enforcement Elite for 2024
Enforcement 40 for 2020
Enforcement 40 for 2017
Enforcement 40 for 2013
Nov 18, 2025
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7 min read
Plus a Ranch Alert?
Nov 17, 2025
Plus the SEC emerges from the shutdown by filing six new adviser enforcement actions.
Nov 14, 2025
8 min read
Plus Pres. Tump pardons UK billionaire Joe Lewis, who pleaded guilty to insider trading.
Nov 13, 2025
10 min read
Plus the government shutdown finally ends after 43 days.
Nov 12, 2025
9 min read
Plus private equity may soon own part of a major U.S. law firm.
Nov 11, 2025
Plus First Brands new CEO testifies there is evidence of massive financial fraud at the company.
Nov 10, 2025
Plus that apparently trustworthy video may be an AI narrator scam.
Nov 7, 2025
6 min read
Plus why it may be "game over" for First Brands.
Nov 6, 2025
Plus Germany's BaFin hits JPMorgan with a record fine for "Mängel in der Geldwäscheprävention."
Nov 5, 2025
Plus save the date for Securities Enforcement Forum New York!
Nov 4, 2025
Plus a string of alleged frauds by corporate borrowers is roiling Wall Street.
Nov 3, 2025
Plus Securities Docket announces Enforcement Elite and Enforcement Hall of Fame.
