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LogoDaily Update from Securities Docket

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SEC Charges Archer-Daniels-Midland and Three Former Execs with Accounting Fraud

Jan 28, 2026

•

11 min read

SEC Charges Archer-Daniels-Midland and Three Former Execs with Accounting Fraud

Plus the SEC brings a separate accounting fraud case against two former senior executives of Near Intelligence.

Bruce Carton
Bruce Carton
Crypto Traders Now "Fleeing" to Prediction Markets to Bet on Events

Jan 27, 2026

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9 min read

Crypto Traders Now "Fleeing" to Prediction Markets to Bet on Events

Plus some optimism on U.S. securities enforcement in 2026.

Bruce Carton
Bruce Carton
SEC to Dismiss Crypto Case Against Winklevoss’ Gemini in the "Exercise of its Discretion”

Jan 26, 2026

•

10 min read

SEC to Dismiss Crypto Case Against Winklevoss’ Gemini in the "Exercise of its Discretion”

Plus "an important SEC case you’re probably not watching."

Bruce Carton
Bruce Carton
SEC Charges Lottery. com, Execs With Falsely Inflating Revenues to Investors

Jan 23, 2026

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9 min read

SEC Charges Lottery. com, Execs With Falsely Inflating Revenues to Investors

Plus the SEC asks court for permission to serve Gautam Adani by email or through his U.S. lawyers.

Bruce Carton
Bruce Carton
Tracking Potential Insider Trading on Prediction Markets

Jan 21, 2026

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7 min read

Tracking Potential Insider Trading on Prediction Markets

Plus a busy "People" section with four lawyers moving to new firms.

Bruce Carton
Bruce Carton
AI Cyber Risks Becoming "Huge Discussion Point on Every 10-K"

Jan 20, 2026

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7 min read

AI Cyber Risks Becoming "Huge Discussion Point on Every 10-K"

Plus the man who says he is being prosecuted for the "opposite of insider trading."

Bruce Carton
Bruce Carton
NY AG Brings ... an Insider Trading Case?!

Jan 16, 2026

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9 min read

NY AG Brings ... an Insider Trading Case?!

Plus how the crypto plaintiffs’ bar has “stepped into the vacuum."

Bruce Carton
Bruce Carton
SEC, DOJ Charge Biostatistician with Insider Trading Based on Nonpublic Information on Cancer-Treating Drugs

Jan 15, 2026

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7 min read

SEC, DOJ Charge Biostatistician with Insider Trading Based on Nonpublic Information on Cancer-Treating Drugs

Plus why Larry Ellison quickly changed the name of his yacht, the "Izanami."

Bruce Carton
Bruce Carton
Court Rejects Effort to Block SEC AP Seeking to Bar Defendants from Securities Business

Jan 14, 2026

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8 min read

Court Rejects Effort to Block SEC AP Seeking to Bar Defendants from Securities Business

Plus a preview of the Supreme Court's third review of the SEC’s disgorgement powers in less than a decade.

Bruce Carton
Bruce Carton
Former NYC Mayor Eric Adams Accused of Rugpull After Issuing "NYC Token"

Jan 13, 2026

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7 min read

Former NYC Mayor Eric Adams Accused of Rugpull After Issuing "NYC Token"

Plus the SEC adds two new Deputy Directors in the Enforcement Division.

Bruce Carton
Bruce Carton
John Reed Stark: "The Most Powerful Securities Regulator in the World has Gone Radio Silent"

Jan 12, 2026

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7 min read

John Reed Stark: "The Most Powerful Securities Regulator in the World has Gone Radio Silent"

Plus the Supreme Court agrees to take case on SEC disgorgement.

Bruce Carton
Bruce Carton
Why You Should Register Today for Securities Enforcement Forum New York 2026

Jan 9, 2026

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3 min read

Why You Should Register Today for Securities Enforcement Forum New York 2026

Early-bird registration ends tonight!

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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