Daily Update from Securities Docket

Past Forums

Securities Enforcement Forum 2023 (October 25, 2023, Mayflower Hotel, Washington, D.C.)

Keynote Speakers: Gary Gensler, Chair, U.S. Securities and Exchange Commission; and Gurbir S. Grewal, Director, Division of Enforcement, U.S. Securities and Exchange Commission

Videos of all of the panels from SEF 2023 can be viewed here.

Securities Enforcement Forum Central 2023 (September 19, 2023, Four Seasons Chicago)

Keynote Speaker: David Hirsch, Chief, Crypto Assets and Cyber Unit, Division of Enforcement

Videos of all of the panels from SEF Central 2023 can be viewed here.

Securities Enforcement Forum West 2023 (May 23, 2023, Four Seasons San Francisco)

Keynote Speaker: Gurbir S. Grewal, Director, Division of Enforcement, U.S. Securities and Exchange Commission

Videos of all of the panels from SEF West 2023 can be viewed here.

Securities Enforcement Forum 2022 (November 15, 2022, Mayflower Hotel, Washington, D.C.)

Keynote Speaker: Gurbir S. Grewal, Director, Division of Enforcement, U.S. Securities and Exchange Commission

Videos of all of the panels from SEF 2022 can be viewed here.

Securities Enforcement Forum West 2022 (May 12, 2022, Four Seasons Hotel at East Palo Alto)

Keynote Speaker: Gurbir S. Grewal, Director, Division of Enforcement, U.S. Securities and Exchange Commission

Videos of all of the panels from SEF West 2022 can be viewed here.

Securities Enforcement Forum 2021 (November 4, 2021, Virtual Event)

Keynote Speaker: Gary Gensler, Chairman, U.S. Securities and Exchange Commission

Videos of all of the panels from SEF 2021 can be viewed here.

Securities Enforcement Forum West 2021 (May 13, 2021, Virtual Event)

Keynote: “Commissioners’ Corner–Q&A with Dan Gallagher and Joe Grundfest“

Videos of all of the panels from SEF West 2021 can be viewed here.

Securities Enforcement Forum 2020 (October 28, 2020, Virtual Event)

Videos of all of the panels from SEF 2020 can be viewed here.

Securities Enforcement Forum West 2020 (May 12, 2020, Virtual Event)

Keynote Speaker: Steven Peikin, Co-Director, Division of Enforcement,, U.S. Securities and Exchange Commission

Securities Enforcement Forum 2019 (October 23, 2019, Mayflower Hotel, Washington, D.C.)

Keynote Speaker: SEC Chairman Jay Clayton

The full Agenda for SEF 2019 is here.

Securities Enforcement Forum West 2019 (May 9, 2019, Four Seasons Hotel East Palo Alto)

Keynote Speaker: U.S. Attorney David Anderson (N.D. Cal.)

The full Agenda for SEF West 2019 is here

Securities Enforcement Forum 2018 (November 1, 2018, Four Season Hotel, Washington, D.C.)

Keynote Speaker: Robert J. Jackson, Jr., Commissioner, U.S. Securities and Exchange Commission

The full Agenda for SEF 2018 is here

Securities Enforcement Forum West 2018 (May 10, 2018, Fairmont Hotel, San Francisco)

Keynote Speaker: Robert A. Cohen, Chief, Cyber Unit, SEC’s Division of Enforcement

The full Agenda for SEF West 2018 is here

Securities Enforcement Forum 2017 (October 26, 2017, Mayflower Hotel, Washington, D.C.)

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Keynote Speaker: Stephanie Avakian, Co-Director, Division of Enforcement, U.S. Securities and Exchange Commission

Securities Enforcement Forum West 2017 (May 10, 2017, Four Seasons Hotel at East Palo Alto)

Keynote Speakers: Regional Directors Jina Choi and Michele Wein Layne, U.S. Securities and Exchange Commission

Securities Enforcement Forum 2016 (October 13, 2016, Mayflower Hotel, Washington, D.C.)

Keynote Speaker: Andrew J. Ceresney, Director, Division of Enforcement, U.S. Securities and Exchange Commission

Securities Enforcement Forum West 2016 (May 12, 2016, Fairmont Hotel, San Francisco, California)

Keynote Speakers: Andrew J. Ceresney, Director, Division of Enforcement, U.S. Securities and Exchange Commission; and Leslie R. Caldwell, Assistant Attorney General for the Criminal Division of the U.S. Department of Justice.

Securities Enforcement Forum 2015 (November 4, 2015, Mayflower Hotel, Washington, D.C.)

Keynote Speaker: Mary Schapiro, former Chairman, U.S. Securities and Exchange Commission

Securities Enforcement Forum West 2015 (May 13, 2015, Four Seasons Hotel, San Francisco, California)

Keynote Speakers: Andrew J. Ceresney, Director, Division of Enforcement, U.S. Securities and Exchange Commission; and U.S. Attorney Melinda Haag (N.D. Cal).

Securities Enforcement Forum 2014 (October 14, 2014, Four Seasons Hotel, Washington, D.C.)

Keynote Speaker: Michael S. Piwowar, Commissioner, U.S. Securities and Exchange Commission

West Coast Directors’ Roundtable (May 8, 2014, Fairmont Hotel, San Francisco)

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Securities Enforcement Forum 2013 (October 9, 2013, Mayflower Hotel, Washington, D.C.)

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Keynote Speaker: Mary Jo White, Chair, U.S. Securities and Exchange Commission

Securities Enforcement Forum 2012 (October 18, 2012, Mayflower Hotel, Washington, D.C.)

Keynote Speaker: Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission