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Enforcement Elite for 2024
Enforcement 40 for 2020
Enforcement 40 for 2017
Enforcement 40 for 2013
Nov 9, 2023
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8 min read
Plus Rep. Emmer proposes legislation to defund the SEC's crypto enforcement.
Nov 8, 2023
7 min read
Plus CFTC releases 2023 enforcement results and claims to be a "premier enforcement agency" for crypto.
Nov 7, 2023
Plus a look at the securities litigation and enforcement risks of AI.
Nov 6, 2023
10 min read
Plus why the SDNY feels the "Need for Speed."
Nov 3, 2023
12 min read
Plus the SEC charges Royal Bank of Canada for failed accounting controls.
Nov 2, 2023
Plus is "Hunterbrook" Sharesleuth 2.0?
Nov 1, 2023
11 min read
Plus an up to $1 billion fine may be coming for Morgan Stanley.
Oct 31, 2023
Plus Bankman-Fried doesn't know and can't recall.
Oct 30, 2023
9 min read
Plus SEC Commissioner Peirce offers harsh dissent in the LBRY case.
Oct 27, 2023
Plus the SEC Enforcement Director says the compliance function is not a “get-out-of-jail” card.
Oct 26, 2023
A quick look at some of the highlights from yesterday--much more to come!
Oct 24, 2023
Plus Bitcoin surges on ETF optimism.
