Archive

SEC Charges Nader Al-Naji with Fraudulent Crypto Asset Scheme Involving BitClout

Plus do the SEC's claims in R.R. Donnelly survive the court's analysis in SolarWinds?

Bruce Carton

Can the U.S. President Fire the SEC Chairman?

Jul 30, 2024

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9 min read

Can the U.S. President Fire the SEC Chairman?

Plus the SEC may be dropping allegations against "Third Party Crypto Asset Securities" in Binance case.

Bruce Carton

Is “Tough on Bitcoin” Now a Losing Position?

Jul 29, 2024

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8 min read

Is “Tough on Bitcoin” Now a Losing Position?

Plus a study shows that "when members of Congress bet on stock price declines, they make money."

Bruce Carton

SEC Charges Short Seller Andrew Left and Citron Capital With $20 Million Fraud Scheme

Jul 26, 2024

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8 min read

SEC Charges Short Seller Andrew Left and Citron Capital With $20 Million Fraud Scheme

Plus the presidential candidate who claims to have "most of my wealth in Bitcoin."

Bruce Carton

Why CISOs Need D&O Coverage Like the Rest of the C-Suite

Jul 25, 2024

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6 min read

Why CISOs Need D&O Coverage Like the Rest of the C-Suite

Plus Mt. Gox creditors finally receive a distribution a decade later.

Bruce Carton

The Impact of the SolarWinds Ruling on the SEC's Investigations of Cyber Incidents

Jul 24, 2024

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10 min read

The Impact of the SolarWinds Ruling on the SEC's Investigations of Cyber Incidents

Plus Am Law 50 law firms ramp up partner hiring in private funds, white-collar defense practices.

Bruce Carton

CFTC Whistleblower Program at "Risk of Being Defunded” Unless Congress Acts

Jul 23, 2024

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7 min read

CFTC Whistleblower Program at "Risk of Being Defunded” Unless Congress Acts

Plus take a tour of the Failure Museum.

Bruce Carton

The Corporate Disclosure Side of the Massive Crowdstrike IT Failure

Jul 22, 2024

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7 min read

The Corporate Disclosure Side of the Massive Crowdstrike IT Failure

Plus SEC charges two sales agents with $112 million Ponzi scheme targeting Haitian-Americans.

Bruce Carton

Jul 19, 2024

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6 min read

Court Grants SolarWinds' Motion to Dismiss SEC Lawsuit "in Large Part"

Plus will the SEC offer regulated entities the "right to remove" in agency adjudication?

Bruce Carton

SEC Charges Former Digital World CEO With Securities Fraud

Jul 18, 2024

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7 min read

SEC Charges Former Digital World CEO With Securities Fraud

Plus, sure, you have money, but do you have stegosaurus money?

Bruce Carton

Jul 17, 2024

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7 min read

Financial Firms' Top Compliance Concern: Off-Channel Communications

Plus a jury finds Ozy Media and its CEO guilty of defrauding investors.

Bruce Carton

FTX and CFTC Reach $4 Billion Settlement Agreement

Jul 16, 2024

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7 min read

FTX and CFTC Reach $4 Billion Settlement Agreement

Plus the winner of yesterday's acronym contest: The INSIDER Act.

Bruce Carton

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SEC Charges Nader Al-Naji with Fraudulent Crypto Asset Scheme Involving BitClout

Can the U.S. President Fire the SEC Chairman?

Is “Tough on Bitcoin” Now a Losing Position?

SEC Charges Short Seller Andrew Left and Citron Capital With $20 Million Fraud Scheme

Why CISOs Need D&O Coverage Like the Rest of the C-Suite

The Impact of the SolarWinds Ruling on the SEC's Investigations of Cyber Incidents

CFTC Whistleblower Program at "Risk of Being Defunded” Unless Congress Acts

The Corporate Disclosure Side of the Massive Crowdstrike IT Failure

Court Grants SolarWinds' Motion to Dismiss SEC Lawsuit "in Large Part"

SEC Charges Former Digital World CEO With Securities Fraud

Financial Firms' Top Compliance Concern: Off-Channel Communications

FTX and CFTC Reach $4 Billion Settlement Agreement

Daily Update from Securities Docket

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