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Ninth Circuit Upholds Dismissal of Law Firm's Case Against SEC on Use of Ether

Aug 23, 2024

•

8 min read

Ninth Circuit Upholds Dismissal of Law Firm's Case Against SEC on Use of Ether

Plus just one month until Securities Enforcement Forum Central 2024 in Chicago!

Bruce Carton
Bruce Carton
Binance's Compliance Spending to Top $200M in 2024 as Part of "50 to 100 Year" Plan

Aug 22, 2024

•

8 min read

Binance's Compliance Spending to Top $200M in 2024 as Part of "50 to 100 Year" Plan

Plus the impact of silence from the SEC on whistleblowers.

Bruce Carton
Bruce Carton
SEC Approves New PCAOB Audit Standards, Including Move to Negligence Standard

Aug 21, 2024

•

9 min read

SEC Approves New PCAOB Audit Standards, Including Move to Negligence Standard

Plus Michael Lewis is back for more hate with an update to "Going Infinite."

Bruce Carton
Bruce Carton
Mike Lynch, Attorney Chris Morvillo Among Missing After Yacht Sinks Off Coast of Sicily

Aug 20, 2024

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9 min read

Mike Lynch, Attorney Chris Morvillo Among Missing After Yacht Sinks Off Coast of Sicily

Plus the SEC charges Carl Icahn, Icahn Enterprises, for failure to disclose information relating to securities pledges

Bruce Carton
Bruce Carton
D.C. Circuit: No SEC Whistleblower Award for Lawyer Who Reported on His Own Client

Aug 19, 2024

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7 min read

D.C. Circuit: No SEC Whistleblower Award for Lawyer Who Reported on His Own Client

Plus David Hirsch lands at McGuireWoods.

Bruce Carton
Bruce Carton
After the Decision in SEC v. Ripple: Now What?

Aug 16, 2024

•

8 min read

After the Decision in SEC v. Ripple: Now What?

Plus Moneyball meets billable hours.

Bruce Carton
Bruce Carton
SEC Brings Next Wave of Off-Channel Communications Cases With Combined Penalties of $390M

Aug 15, 2024

•

9 min read

SEC Brings Next Wave of Off-Channel Communications Cases With Combined Penalties of $390M

Plus the Delaware Supreme Court approves $267M legal fee, says "we are used to big numbers."

Bruce Carton
Bruce Carton
"Insider Trading by Other Means" -- The Lucrative Loophole of the "J-Coded" Trades

Aug 14, 2024

•

10 min read

"Insider Trading by Other Means" -- The Lucrative Loophole of the "J-Coded" Trades

Plus the new median compensation for CCOs at public companies is $419,000.

Bruce Carton
Bruce Carton
SEC Charges NovaTech and its Founders and Promoters with Fraudulent Crypto Scheme

Aug 13, 2024

•

10 min read

SEC Charges NovaTech and its Founders and Promoters with Fraudulent Crypto Scheme

Plus why FINRA was (briefly) named SIRA.

Bruce Carton
Bruce Carton
SEC Charges Ideanomics, Current and Former Execs, with Accounting Fraud

Aug 12, 2024

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8 min read

SEC Charges Ideanomics, Current and Former Execs, with Accounting Fraud

Plus a poll: Does crypto currently have many important uses?

Bruce Carton
Bruce Carton
Zoom Call to Repair Relationship Between Democratic Party and Crypto Industry "Turns Ugly"

Aug 9, 2024

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7 min read

Zoom Call to Repair Relationship Between Democratic Party and Crypto Industry "Turns Ugly"

Plus former SEC Chair Clayton on why the "SEC should stop giving ESG funds special treatment."

Bruce Carton
Bruce Carton
Court Orders Ripple to Pay $125M Penalty, Ripple Declares Victory for "Industry and the Rule of Law"

Aug 8, 2024

•

7 min read

Court Orders Ripple to Pay $125M Penalty, Ripple Declares Victory for "Industry and the Rule of Law"

Plus after its performance in this week's market meltdown, "what is crypto good for?"

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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