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LogoDaily Update from Securities Docket

Archive

Pres. Trump to Nominate Former SEC Chairman Jay Clayton as Director of National Intelligence

Jun 12, 2026

•

3 min read

Pres. Trump to Nominate Former SEC Chairman Jay Clayton as Director of National Intelligence

Plus Citigroup to rollout tokenized shares of private companies.

Bruce Carton
Bruce Carton
Sen. Warren Asks SEC to Delay SpaceX IPO to Allow for Further Scrutiny

Jun 11, 2026

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3 min read

Sen. Warren Asks SEC to Delay SpaceX IPO to Allow for Further Scrutiny

Plus the CFTC proposes detailed rules on what should be permitted on prediction markets.

Bruce Carton
Bruce Carton
Kalshi to Require Users to Disclose Their Employer in High-Risk Markets

Jun 10, 2026

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4 min read

Kalshi to Require Users to Disclose Their Employer in High-Risk Markets

Plus four steps defense counsel can take following the Supreme Court's decision in Sripetch.

Bruce Carton
Bruce Carton
Looming Challenge for Prediction Markets: Policing Insider Trading in Elections

Jun 9, 2026

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3 min read

Looming Challenge for Prediction Markets: Policing Insider Trading in Elections

Plus the SEC and CFTC will not be moving in together after all.

Bruce Carton
Bruce Carton
DOJ, SEC Charge Former Investment Analyst With Insider Trading in at Least 12 Healthcare Companies

Jun 8, 2026

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4 min read

DOJ, SEC Charge Former Investment Analyst With Insider Trading in at Least 12 Healthcare Companies

Plus an error with the verdict form that Andrew Left argues merits a mistrial in his criminal conviction.

Bruce Carton
Bruce Carton
Supreme Court Affirms SEC Disgorgement Power Even Without Showing of Pecuniary Loss to Investors

Jun 5, 2026

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4 min read

Supreme Court Affirms SEC Disgorgement Power Even Without Showing of Pecuniary Loss to Investors

Plus CFTC follows SEC in ending "no admit, no deny" rule.

Bruce Carton
Bruce Carton
This newsletter is off today, back on Friday.

Jun 4, 2026

•

1 min read

This newsletter is off today, back on Friday.

Bruce Carton
Bruce Carton
CFTC Investigating Former Rep. George Santos for Insider Trading on Kalshi

Jun 3, 2026

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3 min read

CFTC Investigating Former Rep. George Santos for Insider Trading on Kalshi

Plus Milbank and McDermott lead a new increase in Big Law associate salaries.

Bruce Carton
Bruce Carton
Short Seller Andrew Left Convicted of Securities Fraud

Jun 2, 2026

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2 min read

Short Seller Andrew Left Convicted of Securities Fraud

Plus insider trading cases highlight security challenges in Big Law.

Bruce Carton
Bruce Carton
SEC Alleges Crypto Asset Fraud Scheme Involving "Proprietary AI-Based Trading Bots"

Jun 1, 2026

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4 min read

SEC Alleges Crypto Asset Fraud Scheme Involving "Proprietary AI-Based Trading Bots"

Plus the SEC moves to rescind climate-related disclosure rules.

Bruce Carton
Bruce Carton
DOJ Restores White Collar Crime Unit in Fraud Section of Criminal Division

May 29, 2026

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4 min read

DOJ Restores White Collar Crime Unit in Fraud Section of Criminal Division

Plus why none of you are suspects in a recent burglary at the SEC's Fort Worth office.

Bruce Carton
Bruce Carton
SDNY, CFTC Charge Google Employee With Insider Trading on Polymarket

May 28, 2026

•

4 min read

SDNY, CFTC Charge Google Employee With Insider Trading on Polymarket

Plus the CFTC seeks to undo a prior settlement with Gemini.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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