SEC Charges JP Morgan Affiliates with Violations Related to Self-Dealing and Conflicts of Interest

Plus DOJ and SEC bring charges for insider trading ahead of a CVS Health acquisition.

Top FTX Exec Nishad Singh Receives No Prison Time Due to Cooperation

Plus Gibson Dunn raises the bar for new partner announcements.

SEC Charges Furniture Retailer Lovesac and Two Former Executives With Accounting Violations

Plus Trillium Capital manager sentenced to 10 months in prison for fake takeover bid of Getty Images.

Tether CEO: “If the U.S. Wanted to Kill Us, They Can Press a Button and Kill Us Anywhere"

Plus why is Chair Gensler bringing "The Music Man" into this newsletter?

DOJ Reportedly Probing Tether Over Possible Sanctions and AML Rule Violations

Plus why is Elon Musk offering to pay the SEC $2,923?

U.S. Law Firm Partner Pay, Billing Rates Soar

Plus just 12 days until Securities Enforcement Forum D.C., have you registered yet?

This newsletter is off today, back on Friday.

SEC Charges Four Companies with Materially Misleading Disclosures Regarding Cybersecurity Risks

Plus the "Certificate of Dumb Investment."

SEC Charges WisdomTree with Misstatements Related to ESG-Marketed Funds

Plus two potential SEC Chairs reportedly being vetted by the Harris transition team.

SEC Charges RTX Corp. with FCPA Violations in Connection with Obtaining Contracts with Qatari Military

Plus the DOJ charges alleged hacker of SEC's Twitter account with "conspiracy to commit aggravated identity theft and access device fraud."

This newsletter is off today and Friday, back on Monday

SEC Charges Destiny Robotics with False Statements About "AI Robot At-Home Assistant"

Plus a very tiny insider trading case.