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LogoDaily Update from Securities Docket

Archive

This newsletter is off today, back on Friday.

Oct 30, 2025

•

1 min read

This newsletter is off today, back on Friday.

Bruce Carton
Bruce Carton
SEC Chairman Atkins: Off-Channel Communications Cases “Not the Way a Regulator Should Act.”

Oct 29, 2025

•

8 min read

SEC Chairman Atkins: Off-Channel Communications Cases “Not the Way a Regulator Should Act.”

Plus we'll see you tomorrow at Securities Enforcement Forum D.C.!

Bruce Carton
Bruce Carton
Second Circuit Vacates Neil Cole's Conviction for Accounting Fraud, Ending 10-Year Legal Battle

Oct 28, 2025

•

7 min read

Second Circuit Vacates Neil Cole's Conviction for Accounting Fraud, Ending 10-Year Legal Battle

Plus a surge in demand for litigators.

Bruce Carton
Bruce Carton
Law Firms are Big Winners as Texas Business Court "Wildly Exceeds Anybody’s Expectations"

Oct 27, 2025

•

9 min read

Law Firms are Big Winners as Texas Business Court "Wildly Exceeds Anybody’s Expectations"

Plus will the Madoff litigation ever end?

Bruce Carton
Bruce Carton
Pres. Trump Pardons Binance Founder: "The Biden Administration’s War on Crypto is over."

Oct 24, 2025

•

8 min read

Pres. Trump Pardons Binance Founder: "The Biden Administration’s War on Crypto is over."

Plus the SEC says it is still actively monitoring the market for any "hanky-panky" during the shutdown.

Bruce Carton
Bruce Carton
Elon Musk Ends Tesla Earnings Call With Plea for Shareholders to Approve Potential $1 Trillion  Pay Package

Oct 23, 2025

•

9 min read

Elon Musk Ends Tesla Earnings Call With Plea for Shareholders to Approve Potential $1 Trillion Pay Package

Plus the Sixth Circuit's opinion protecting privilege for internal investigation materials.

Bruce Carton
Bruce Carton
SEC Quietly Bringing Enforcement Actions During Shutdown

Oct 22, 2025

•

7 min read

SEC Quietly Bringing Enforcement Actions During Shutdown

Plus how the SEC is fast-tracking its agenda without rulemaking.

Bruce Carton
Bruce Carton
Is Shadow Trading Prohibited in Your Company's Insider Trading Policy?

Oct 21, 2025

•

6 min read

Is Shadow Trading Prohibited in Your Company's Insider Trading Policy?

Plus OpenAI is coming for the junior bankers.

Bruce Carton
Bruce Carton
10 Days Until Securities Enforcement Forum D.C. 2025!

Oct 20, 2025

•

3 min read

10 Days Until Securities Enforcement Forum D.C. 2025!

Why this is a can't-miss event -- register now!

Bruce Carton
Bruce Carton
Bloomberg: SEC Has Brought 28% Fewer Litigated Enforcement Actions Through September

Oct 20, 2025

•

6 min read

Bloomberg: SEC Has Brought 28% Fewer Litigated Enforcement Actions Through September

Plus the Bitcoin white paper now hangs in the White House.

Bruce Carton
Bruce Carton
DOJ Charges Smartmatic with FCPA Violations, Alleges Bribe Scheme in Philippines

Oct 17, 2025

•

8 min read

DOJ Charges Smartmatic with FCPA Violations, Alleges Bribe Scheme in Philippines

Plus why is everyone standing in line to buy gold?

Bruce Carton
Bruce Carton
SEC Chairman Atkins: U.S. is "Probably 10 Years Behind” on Cryptocurrency

Oct 16, 2025

•

9 min read

SEC Chairman Atkins: U.S. is "Probably 10 Years Behind” on Cryptocurrency

Plus the PCAOB proposes a 20% cut to the salaries of its board members.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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