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LogoDaily Update from Securities Docket

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Poll: Fix Crypto or Let it Burn?

Jan 25, 2023

•

10 min read

Poll: Fix Crypto or Let it Burn?

Plus take a guess what the PELOSI Act would ban....

Bruce Carton
Bruce Carton
Theranos' Holmes Denies Trying to Flee the Country

Jan 24, 2023

•

7 min read

Theranos' Holmes Denies Trying to Flee the Country

Plus SEC Commissioner Peirce lays out her vision for the SEC and crypto.

Bruce Carton
Bruce Carton
Why Big Crypto's "Regulation by Enforcement" Mantra is "Utter Nonsense"

Jan 23, 2023

•

9 min read

Why Big Crypto's "Regulation by Enforcement" Mantra is "Utter Nonsense"

Plus why did Elizabeth Holmes book a one-way ticket to Mexico after her conviction?

Bruce Carton
Bruce Carton
SEC Files Settled $45 Million Case Against NEXO for Unregistered Crypto Offering

Jan 20, 2023

•

8 min read

SEC Files Settled $45 Million Case Against NEXO for Unregistered Crypto Offering

Plus why was Elon Musk selling Tesla shares before missed forecast that crashed stock?

Bruce Carton
Bruce Carton
How Alameda Research Got to Play the Market on "God Mode"

Jan 19, 2023

•

10 min read

How Alameda Research Got to Play the Market on "God Mode"

Plus a CFTC commissioner says lawyers and accountants need to look in the mirror for FTX blame.

Bruce Carton
Bruce Carton
The Proposed Private Fund Advisers Rule that VCs Hate

Jan 18, 2023

•

9 min read

The Proposed Private Fund Advisers Rule that VCs Hate

Plus public companies grapple with the implications of the SEC's recent case against McDonalds.

Bruce Carton
Bruce Carton
"Funding Secured" Trial Against Tesla and Musk Begins in San Francisco

Jan 17, 2023

•

6 min read

"Funding Secured" Trial Against Tesla and Musk Begins in San Francisco

Plus two dismissals last week in SPAC-related cases may prove significant.

Bruce Carton
Bruce Carton
Considering the Attorney-Client Privilege Issues Raised in SEC's Dispute With Covington

Jan 16, 2023

•

6 min read

Considering the Attorney-Client Privilege Issues Raised in SEC's Dispute With Covington

Plus what percentage of public companies are committing securities fraud?

Bruce Carton
Bruce Carton
SEC Sues Genesis and Gemini for Unregistered Offer and Sale of Crypto Asset Securities

Jan 13, 2023

•

10 min read

SEC Sues Genesis and Gemini for Unregistered Offer and Sale of Crypto Asset Securities

Plus will the "funding secured" securities class action against Tesla actually go to trial?

Bruce Carton
Bruce Carton
SEC Files Subpoena Enforcement Action Against Covington

Jan 12, 2023

•

7 min read

SEC Files Subpoena Enforcement Action Against Covington

Plus is a professor's SPAC lawsuit a "full employment act" for corporate litigators?

Bruce Carton
Bruce Carton
Senators Make "Inappropriate" Effort to Question Sullivan & Cromwell as FTX Lead Bankruptcy Counsel

Jan 11, 2023

•

6 min read

Senators Make "Inappropriate" Effort to Question Sullivan & Cromwell as FTX Lead Bankruptcy Counsel

Plus Tether gets booted from Crypto.com in Canada.

Bruce Carton
Bruce Carton
Defendant in Crypto Insider Trading Case Gets 10 Month Sentence

Jan 10, 2023

•

7 min read

Defendant in Crypto Insider Trading Case Gets 10 Month Sentence

Plus a third top person at FTX is now meeting with prosecutors.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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