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Enforcement Elite for 2024
Enforcement 40 for 2020
Enforcement 40 for 2017
Enforcement 40 for 2013
Mar 1, 2023
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8 min read
Plus meet the CFTC's new Director of Enforcement.
Feb 28, 2023
9 min read
Plus Robinhood Discloses SEC Subpoena Regarding its Crypto Business 👀
Feb 27, 2023
Plus will the SEC's proposed custody rule hammer small investment advisers?
Feb 24, 2023
Plus a poll: Should Elon Musk still be required to have a "Twitter Sitter?"
Feb 23, 2023
7 min read
Plus House GOP seeks to impose oversight on SEC's climate proposal.
Feb 22, 2023
10 min read
Plus the SEC sues the Mormon Church for not disclosing its $32 billion portfolio.
Feb 21, 2023
5 min read
Plus study claims SEC's most recent whistleblower report is "least transparent in the history of the program."
Feb 20, 2023
6 min read
Plus Coinbase and the SEC just want each other to "follow the rule of law."
Feb 17, 2023
Plus is it time to let the PCAOB oversee crypto "audits?"
Feb 16, 2023
Plus the SEC files settled accounting fraud action against Roadrunner Transportation.
Feb 15, 2023
Plus Covington labels SEC subpoena an "assault" on the sanctity of attorney-client relationship.
Feb 14, 2023
Plus Paxos says it "categorically disagrees" with SEC, will litigate.
