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LogoDaily Update from Securities Docket

Archive

Celsius: "The Dictionary Definition of a Ponzi Scheme"

Sep 8, 2022

•

7 min read

Celsius: "The Dictionary Definition of a Ponzi Scheme"

Plus Bloomberg Law continues to hammer the SEC's whistleblower program.

Bruce Carton
Bruce Carton
Theranos' Holmes Requests New Trial After Surprise Visit from Witness

Sep 7, 2022

•

6 min read

Theranos' Holmes Requests New Trial After Surprise Visit from Witness

Plus the SEC sues a hedge fund for SPAC-related conflicts.

Bruce Carton
Bruce Carton
Rep. Sherman: Crypto Would be Banned But For "Money and Power Behind It"

Sep 6, 2022

•

7 min read

Rep. Sherman: Crypto Would be Banned But For "Money and Power Behind It"

Plus does ESG need to be split in two?

Bruce Carton
Bruce Carton
"Basketball Cards are Not Securities"

Sep 2, 2022

•

7 min read

"Basketball Cards are Not Securities"

Plus Elizabeth Holmes' conviction upheld.

Bruce Carton
Bruce Carton
"Like Living on Top of Niagara Falls" -- Being Neighbors with a Cryptocurrency Mine

Sep 1, 2022

•

7 min read

"Like Living on Top of Niagara Falls" -- Being Neighbors with a Cryptocurrency Mine

Plus, will Michael Saylor put the "boating accident" defense to the test?

Bruce Carton
Bruce Carton
Tiny Non-Profit Seeks to Rein in SEC Enforcement

Aug 31, 2022

•

7 min read

Tiny Non-Profit Seeks to Rein in SEC Enforcement

Plus the problems with the SEC's proposed cybersecurity disclosure rules.

Bruce Carton
Bruce Carton
OpenSea NFT Trading Craters 99% Since May

Aug 30, 2022

•

7 min read

OpenSea NFT Trading Craters 99% Since May

Plus how cyber breaches can lead to SEC enforcement actions.

Bruce Carton
Bruce Carton
SEC Amends Whistleblower Rules to Aid Tipsters

Aug 29, 2022

•

7 min read

SEC Amends Whistleblower Rules to Aid Tipsters

Plus Silicon Valley law firms cashing in on Twitter litigation.

Bruce Carton
Bruce Carton
ESG Fight: Texas Bans Companies, Funds that "Boycott Energy Companies"

Aug 26, 2022

•

6 min read

ESG Fight: Texas Bans Companies, Funds that "Boycott Energy Companies"

Plus China agrees to allow PCAOB inspections of audit firms.

Bruce Carton
Bruce Carton
The SEC "Whistleblower Industrial Complex"

Aug 25, 2022

•

6 min read

The SEC "Whistleblower Industrial Complex"

Plus why Florida needs to "Meet the BAD."

Bruce Carton
Bruce Carton
NFT Insider Trading Defendant Says, by Definition, Charges Must Be Dropped

Aug 24, 2022

•

8 min read

NFT Insider Trading Defendant Says, by Definition, Charges Must Be Dropped

Plus now you can buy Dogecoin at the grocery store.

Bruce Carton
Bruce Carton
Should the SEC and CFTC Form a New SRO to Regulate Crypto?

Aug 23, 2022

•

7 min read

Should the SEC and CFTC Form a New SRO to Regulate Crypto?

Plus more on Blue Horseshoe.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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