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Enforcement Elite for 2024
Enforcement 40 for 2020
Enforcement 40 for 2017
Enforcement 40 for 2013
Oct 11, 2022
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10 min read
Plus does the SEC have its own WhatsApp problem?
Oct 7, 2022
7 min read
Plus there are no "takes" left on the Congress stock trading bill.
Oct 6, 2022
8 min read
Plus what is Jules Winnfield from Pulp Fiction doing in this newsletter?
Oct 5, 2022
Plus why securities offerings are not like Rolex watches or Nike sneakers.
Oct 4, 2022
Plus Elizabeth Holmes gets another crack at a new trial.
Oct 3, 2022
9 min read
Plus is SEC defense work ramping up now?
Sep 30, 2022
Plus the SEC's fiscal year ends with a flurry of new cases.
Sep 29, 2022
Plus CFTC Chair Says Bitcoin Could Double in Price Under CFTC Regulation
Sep 28, 2022
Plus new investigation disputes attacks on SEC whistleblower program.
Sep 27, 2022
Plus the SEC brings charges in the $100 million deli case.
Sep 26, 2022
Plus can you spell 'ESG' without 'DEI?'
Sep 23, 2022
Plus SEC charges EY Business Development Director with insider trading.
