Archive

DOJ Charges Canadian Man in $65M Cryptocurrency Hacking Schemes

DOJ Charges Canadian Man in $65M Cryptocurrency Hacking Schemes

Plus a poll: What is the most likely outcome if you put all of your kid's college savings in Bitcoin?

Bruce Carton
Bruce Carton
Reuters: SEC Staff Must Now Seek Commission Approval for Formal Orders of Investigation

Reuters: SEC Staff Must Now Seek Commission Approval for Formal Orders of Investigation

Plus the effect of Trump "peddling his own coins" on the legitimacy of crypto.

Bruce Carton
Bruce Carton
Court Ends SEC's Case Over Allen Stanford Fraud After 16 Years

Court Ends SEC's Case Over Allen Stanford Fraud After 16 Years

Plus a poll: Will Trump pardon Sam Bankman-Fried?

Bruce Carton
Bruce Carton
SEC Commissioner Peirce Flags Agency for "Management Through Enforcement"

SEC Commissioner Peirce Flags Agency for "Management Through Enforcement"

Plus R.I.P. Yolanda Holtzee.

Bruce Carton
Bruce Carton
Sam Waldon Named Acting Director of SEC’s Division of Enforcement

Sam Waldon Named Acting Director of SEC’s Division of Enforcement

Plus Happy Securities Enforcement Forum New York Eve!

Bruce Carton
Bruce Carton
SEC Rescinds Controversial SAB 121 on Crypto Tax Accounting

SEC Rescinds Controversial SAB 121 on Crypto Tax Accounting

Plus Trump signs executive order "Strengthening American Leadership in Digital Financial Technology.”

Bruce Carton
Bruce Carton
Coinbase Petition to Second Circuit: Trades on Our Platform Do Not Trigger Federal Securities Laws

Coinbase Petition to Second Circuit: Trades on Our Platform Do Not Trigger Federal Securities Laws

Plus will DOGE actually merge the SEC and CFTC?

Bruce Carton
Bruce Carton
Acting SEC Chairman Mark Uyeda Announces First Step of "SEC Crypto 2.0"

Acting SEC Chairman Mark Uyeda Announces First Step of "SEC Crypto 2.0"

Plus what appears to be the SEC’s first AI-washing enforcement action against a reporting company.

Bruce Carton
Bruce Carton
SEC Commissioner Mark Uyeda Named Acting Chair of the Agency

SEC Commissioner Mark Uyeda Named Acting Chair of the Agency

Plus Trump signs Day One executive order requiring all federal workers to return to in-person work five days a week.

Bruce Carton
Bruce Carton
Sanjay Wadhwa, Acting SEC Director of Enforcement, Will Depart Agency on January 31

Sanjay Wadhwa, Acting SEC Director of Enforcement, Will Depart Agency on January 31

Plus the SEC charges GrubMarket with overstating historical revenues by approximately $550 million.

Bruce Carton
Bruce Carton
SEC Charges Two Sigma for Failing to Address Known Vulnerabilities in Investment Models

SEC Charges Two Sigma for Failing to Address Known Vulnerabilities in Investment Models

Plus will the SEC freeze or withdraw its crypto cases not alleging fraud?

Bruce Carton
Bruce Carton
SEC Charges Four Individuals With Fraudulent Scheme to Trade in Advance of Follow-On Offerings

SEC Charges Four Individuals With Fraudulent Scheme to Trade in Advance of Follow-On Offerings

Plus the pre-eminent short seller is tired of fighting, will switch to "low-stress investments."

Bruce Carton
Bruce Carton
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