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Former CFTC Chair Upgraded to French Knight!
Jun 29, 2022

Former CFTC Chair Upgraded to French Knight!

Plus another ESG-related class action

Bruce Carton
Bruce Carton
E&Y: Cheating on the CPA Ethics Exam?!
Jun 28, 2022

E&Y: Cheating on the CPA Ethics Exam?!

Plus Trump's SPAC faces grand jury investigation

Bruce Carton
Bruce Carton
A Crypto Bank Run ... "Except There's No Bank"
Jun 27, 2022

A Crypto Bank Run ... "Except There's No Bank"

Plus the Balwani criminal case goes to the jury.

Bruce Carton
Bruce Carton
We Never Said, “Let’s Do Crime"
Jun 24, 2022

We Never Said, “Let’s Do Crime"

Plus save the date for Securities Enforcement Forum 2022!

Bruce Carton
Bruce Carton
In Search of "Some Useful Function in the Real World"
Jun 23, 2022

In Search of "Some Useful Function in the Real World"

Plus closing arguments begin in trial of Theranos' Balwani.

Bruce Carton
Bruce Carton
Supreme Court Rejects Challenge to SEC's "No Deny" Settlements
Jun 22, 2022

Supreme Court Rejects Challenge to SEC's "No Deny" Settlements

Plus law firm NFTs?

Bruce Carton
Bruce Carton
"Make Fiat Great Again"
Jun 21, 2022

"Make Fiat Great Again"

Plus Terraform Labs and VCs hit with class actions

Bruce Carton
Bruce Carton
Is the Crypto Party Over?
Jun 20, 2022

Is the Crypto Party Over?

Plus the first short Bitcoin ETF launches tomorrow

Bruce Carton
Bruce Carton
"It Sucks Right Now"
Jun 17, 2022

"It Sucks Right Now"

Plus the FBI jumps on LinkedIn investment fraud

Bruce Carton
Bruce Carton
Cut Off at the Knees
Jun 16, 2022

Cut Off at the Knees

Plus SPACs stuck in limbo...

Bruce Carton
Bruce Carton
"Extinguishing Fire With Napalm"
Jun 15, 2022

"Extinguishing Fire With Napalm"

Plus the SEC probing crypto exchanges

Bruce Carton
Bruce Carton
SEC: Financial Detectives or Financial Archeologists?
Jun 14, 2022

SEC: Financial Detectives or Financial Archeologists?

Plus Celsius Fuels a Crypto Crash

Bruce Carton
Bruce Carton
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Read by defense counsel, in-house counsel, regulators, consultants and everyone else.

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.

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