Archive

JPMorgan CEO's Senate Testimony About Crypto: "I’d Close it Down"

JPMorgan CEO's Senate Testimony About Crypto: "I’d Close it Down"

Plus discussions with SEC on Bitcoin ETF have reportedly advanced to "key technical details."

Bruce Carton
Bruce Carton
“Can You Tell Me Where Binance’s Headquarters Are?”

“Can You Tell Me Where Binance’s Headquarters Are?”

Plus the SEC says the new cyber reporting rules may require accountants to weigh in on materiality.

Bruce Carton
Bruce Carton
"I Am Not Uncertain" -- Former FBI Agent Trainee Pleads Guilty to Insider Trading

"I Am Not Uncertain" -- Former FBI Agent Trainee Pleads Guilty to Insider Trading

Plus new SEC cybersecurity rules are about to go live, but companies may not be ready.

Bruce Carton
Bruce Carton
Federal Judge Orders SEC to Show Cause to Avoid Sanctions for "Misleading" Court on Asset Freeze

Federal Judge Orders SEC to Show Cause to Avoid Sanctions for "Misleading" Court on Asset Freeze

Plus why Binance's broad settlement with U.S. authorities did not include the SEC.

Bruce Carton
Bruce Carton
Law Firms Cash In on FTX Bankruptcy: "More Lucrative Than Enron or Lehman"

Law Firms Cash In on FTX Bankruptcy: "More Lucrative Than Enron or Lehman"

Plus the reason the ill-fated WeWork merger press release was mistimed.

Bruce Carton
Bruce Carton
In Jarkesy Oral Argument, Supreme Court Casts Doubt on Use of ALJs

In Jarkesy Oral Argument, Supreme Court Casts Doubt on Use of ALJs

Plus the SEC charges a real estate fund adviser with fraudulent (but mistimed) scheme to pump WeWork stock.

Bruce Carton
Bruce Carton
Today in the U.S. Supreme Court: Key Oral Argument in SEC v. Jarkesy 👀

Today in the U.S. Supreme Court: Key Oral Argument in SEC v. Jarkesy 👀

Plus why BigLaw white collar and SEC enforcement practices are booming.

Bruce Carton
Bruce Carton
California's "New Diversity Reporting Law" Expected to Have Sweeping Consequences

California's "New Diversity Reporting Law" Expected to Have Sweeping Consequences

Plus Delaware's Judge Laster says former AG Barr is "profoundly misguided" about Delaware law.

Bruce Carton
Bruce Carton
DOJ Argues Binance's CZ is a Flight Risk, Should Remain in U.S. Until Trial

DOJ Argues Binance's CZ is a Flight Risk, Should Remain in U.S. Until Trial

Plus Bankman-Fried's new jailhouse currency: Mackerels

Bruce Carton
Bruce Carton
Binance to Pay Billions, Exit U.S. and Appoint Monitor; "CZ" Pleads Guilty to Money Laundering

Binance to Pay Billions, Exit U.S. and Appoint Monitor; "CZ" Pleads Guilty to Money Laundering

Plus the SEC's "shadow trading" case survives summary judgment.

Bruce Carton
Bruce Carton
SEC Sues Kraken for Operating as Unregistered Securities Exchange

SEC Sues Kraken for Operating as Unregistered Securities Exchange

Plus the DOJ is reportedly seeking $4 billion from Binance to resolve its criminal investigation.

Bruce Carton
Bruce Carton
NYT on SolarWinds: "The Cybersecurity Lawsuit That Boards Are Talking About"

NYT on SolarWinds: "The Cybersecurity Lawsuit That Boards Are Talking About"

Plus what SEC scrutiny awaits private funds in 2024?

Bruce Carton
Bruce Carton
FirstBack
2627282930313233
Next Last